• Oral, investigational complement factor B inhibitor LNP023 substantially improved hematological response as add-on therapy to eculizumab
• Seven of ten patients discontinued eculizumab and remained on LNP023 as monotherapy, retaining hemoglobin (Hb) levels with no changes in biomarkers of disease activity and with no signs or symptoms of breakthrough hemolysis
• Phase II results are promising for treatment of paroxysmal nocturnal hemoglobinuria (PNH), a rare and life-threatening blood disorder;^1,2?second Phase II study with LNP023 monotherapy in anti-C5 na?ve PNH patients ongoing?
• First-in-class LNP023 ? which potently and selectively targets factor B, part of the immune system?s alternative complement pathway^3,4,5?? is also in development for several renal conditions with complement system involvement
• FDA and EMA have granted orphan drug designations to LNP023 for PNH and the rare renal disease complement 3 glomerulopathy (C3G)

Basel, August 29, 2020?? Novartis today announced new Phase II data for LNP023, an investigational oral treatment for paroxysmal nocturnal hemoglobinuria (PNH), presented at the virtually held 2020 European Society for Blood and Marrow Transplantation (EBMT) Annual Meeting. In the open-label Phase II study (NCT03439839), LNP023 demonstrated improvements in hematological response and biomarkers of disease activity in patients with active hemolysis despite treatment with eculizumab. Patients taking LNP023 as an add-on to eculizumab saw significant reductions in their lactate dehydrogenase levels, a biomarker of intravascular hemolysis, and marked improvement in their hemoglobin (Hb) levels. Compared with baseline values on eculizumab alone, LNP023 increased Hb by a clinically relevant 2.87 g/dL (p<0.001), and all but two patients (80%) achieved Hb levels >12 g/dL in the absence of red blood cell (RBC) transfusions. All patients required RBC transfusions prior to starting LNP023 treatment. ?In the study, LNP023 given orally resulted in transfusion avoidance and meaningful clinical benefit in PNH patients who remained anemic and dependent on transfusions despite standard of care anti-complement treatment,? said Prof. Antonio Risitano, Federico II University, Naples, and Head of Hematology and the BMT Unit, Ospedale Moscati, Avellino, Italy, who with Prof. R?gis Peffault de Latour, Head of the French Reference Center for Aplastic Anemia and PNH, Saint-Louis Hospital, and University of Paris, are principal investigators of the study. ?These new data clearly highlight that LNP023 can control the mechanisms of hemolysis in this disease, and may potentially change the treatment paradigm for PNH,? said Prof. Peffault de Latour. PNH is a rare and life threatening blood disorder characterized by complement-driven hemolysis, thrombosis and impaired bone marrow function,⁶?resulting in debilitating symptoms that can impact patient?s quality of life.^7,8,9 To date, after at least six months of stable LNP023 add-on therapy, and at the investigators? discretion, seven patients (70%) have discontinued eculizumab and remained on LNP023 as monotherapy. Importantly, all patients on LNP023 monotherapy retained their Hb levels with no changes in biomarkers of disease activity and no signs or symptoms of breakthrough hemolysis. LNP023 also demonstrated a favorable safety and tolerability profile with no serious treatment-related infections or thromboembolic events. Following the cut-off date for the presented data, one participant, who had severe lymphopenia at study entry, discontinued treatment due to a serious adverse event (AE) of lymphoproliferative disorder. The most common AEs reported were headache, insomnia, rhinitis, and rhinorrhea. ?These positive Phase II results are promising and pave the way for further evaluation of oral LNP023 as a potential monotherapy treatment and standard of care for PNH,? said John Tsai, Head Global Drug Development and Chief Medical Officer, Novartis. ?We will continue to develop LNP023 in this condition while exploring its use in a range of other diseases with complement system involvement.? About LNP023 LNP023 is a first-in-class, orally administered, potent and highly selective factor B inhibitor of the alternative complement pathway.^3,4?LNP023 is currently in clinical development for PNH and a number of renal conditions with complement system involvement where significant unmet needs exist, including IgA nephropathy, complement 3 glomerulopathy (C3G), atypical hemolytic uremic syndrome and membranous nephropathy. In PNH, LNP023 acts upstream of the C5 terminal pathway, preventing not only intravascular hemolysis but also extravascular hemolysis. In doing so, LNP023 may have a therapeutic advantage over current standard of care by targeting the underlying pathophysiology.^3,4?Novartis is conducting a second ongoing Phase II study (NCT03896152) to evaluate LNP023 as monotherapy for anti-C5 na?ve PNH patients, with plans to start a Phase III study later this year.¹⁰ The FDA and EMA have granted orphan drug designations to LNP023 for the treatment of PNH and C3G. About the Study NCT03439839 is a Phase II, multicenter, open-label, sequential 2-cohort trial to assess the safety, efficacy, tolerability and pharmacokinetics/pharmacodynamics of LNP023 in PNH patients (cohort 1: n=10) with active hemolysis despite treatment with eculizumab. The primary objective of the study was to assess the effect of LNP023 on the reduction of hemolysis when administered in addition to standard of care (eculizumab) at Week 13. After 13 weeks of treatment with LNP023, patients could be entered into a long-term study extension, which also included the possibility of modifying or discontinuing eculizumab treatment, at the investigators? discretion. Disclaimer This press release contains forward-looking statements within the meaning of the United States Private Securities Litigation Reform Act of 1995. Forward-looking statements can generally be identified by words such as ?potential,? ?can,? ?will,? ?plan,? ?may,? ?could,? ?would,? ?expect,? ?anticipate,? ?seek,? ?look forward,? ?believe,? ?committed,? ?investigational,? ?pipeline,? ?launch,? or similar terms, or by express or implied discussions regarding potential marketing approvals, new indications or labeling for the investigational or approved products described in this press release, or regarding potential future revenues from such products. You should not place undue reliance on these statements. Such forward-looking statements are based on our current beliefs and expectations regarding future events, and are subject to significant known and unknown risks and uncertainties. Should one or more of these risks or uncertainties materialize, or should underlying assumptions prove incorrect, actual results may vary materially from those set forth in the forward-looking statements. There can be no guarantee that the investigational or approved products described in this press release will be submitted or approved for sale or for any additional indications or labeling in any market, or at any particular time. Nor can there be any guarantee that such products will be commercially successful in the future. In particular, our expectations regarding such products could be affected by, among other things, the uncertainties inherent in research and development, including clinical trial results and additional analysis of existing clinical data; regulatory actions or delays or government regulation generally; global trends toward health care cost containment, including government, payor and general public pricing and reimbursement pressures and requirements for increased pricing transparency; our ability to obtain or maintain proprietary intellectual property protection; the particular prescribing preferences of physicians and patients; general political, economic and business conditions, including the effects of and efforts to mitigate pandemic diseases such as COVID-19; safety, quality, data integrity or manufacturing issues; potential or actual data security and data privacy breaches, or disruptions of our information technology systems, and other risks and factors referred to in Novartis AG?s current Form 20-F on file with the US Securities and Exchange Commission. Novartis is providing the information in this press release as of this date and does not undertake any obligation to update any forward-looking statements contained in this press release as a result of new information, future events or otherwise. About Novartis Novartis is reimagining medicine to improve and extend people?s lives. As a leading global medicines company, we use innovative science and digital technologies to create transformative treatments in areas of great medical need. In our quest to find new medicines, we consistently rank among the world?s top companies investing in research and development. Novartis products reach nearly 800 million people globally and we are finding innovative ways to expand access to our latest treatments. About 109,000 people of more than 140 nationalities work at Novartis around the world. Find out more at?https://www.novartis.com. Novartis is on Twitter. Sign up to follow @Novartis at?https://twitter.com/novartisnews For Novartis multimedia content, please visit?https://www.novartis.com/news/media-library For questions about the site or required registration, please contact?media.relations@novartis.com References 1.??? Risitano AM. Anti-Complement Treatment in Paroxysmal Nocturnal Hemoglobinuria: Where we Stand and Where we are Going.?Transl Med UniSa?2014;8:43?52. 2.??? Debureaux P, et al. Hematological Response to Eculizumab in Paroxysmal Nocturnal Hemoglobinuria: Application of a Novel Classification to Identify Unmet Clinical Needs and Future Clinical Goals.?Blood?2019;134(Suppl 1):3517. 3.??? Schubart A, et al. Small-molecule factor B inhibitor for the treatment of complement-mediated diseases.?Proc Natl Acad Sci U S A?2019;116(16):7926?7931. 4.??? Merle NS, et al. Complement system part II: role in immunity.?Front Immunol?2015;6:257. 5.??? Risitano AM, et al. Anti-complement Treatment for Paroxysmal Nocturnal Hemoglobinuria: Time for Proximal Complement Inhibition? A Position Paper From the SAAWP of the EBMT.?Front Immunol?2019;10:1157. 6.??? Hill A, et al. Paroxysmal nocturnal haemoglobinuria.?Nat Rev Dis Primers?2017;3:17028. 7.??? Risitano AM and Rotoli B. Paroxysmal nocturnal hemoglobinuria: pathophysiology, natural history and treatment options in the era of biological agents.?Biologics?2008;2(2):205?222. 8.??? Hill A, et al. Eculizumab prevents intravascular hemolysis in patients with paroxysmal nocturnal hemoglobinuria and unmasks low-level extravascular hemolysis occurring through C3 opsonization.?Haematologica?2010;95(4):567?573. 9.??? Schrezenmeier H, et al. Baseline characteristics and disease burden in patients in the International Paroxysmal Nocturnal Hemoglobinuria Registry.?Haematologica?2014;99(5):922?929. 10.? Novartis. Data on file.

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